- IPO Controversies
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NASD news release regarding CSFB's IPO allocations
January 22, 2002
- SEC complaint and NASD settlement with Robertson
Stephens for trading IPO allocations for commissions
NASD January 9, 2003
SEC January 9, 2003
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NASD fines J.P.Morgan for trading IPO allocations for
commissions
February 20, 2003
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NASD charges against Frank Quattrone regarding spinning and
supervising of analysts
March 6, 2003
- The
'Global Settlement' joint press release on April 28, 2003
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JP Morgan settlement with the SEC over laddering October 1,
2003
-
Piper Jaffray spinning settlement with NASD, July 12, 2004
- Jan.
25, 2005 laddering settlement with Morgan Stanley and
Goldman Sachs
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- IPO Scoop
- By clicking on "SCOOP Track Record from 2000 to Present" you can
get an Excel file of U.S. IPOs from 2000 to present that includes
the offer price and first closing price.
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Bibliography of published academic IPO papers (not updated since 2005)”
and a link to
http://bear.cba.ufl.edu/ritter/iporefs/iporefs/#chronolist
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- Hoovers.
Includes a listing of IPOs from the last several years; allows
sorts by underwriter, geography, and industry.
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- Nasdaq IPO site
contains links to preliminary and final prospectus for Nasdaq and
nonNasdaq IPOs
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